FEDERAL REG

Regulations Amending the Access to Information Regulations

PROPOSED FEDERAL REGULATION - VIA PART I OF THE GAZETTE

Proposed
May 13, 2017


REGULATORY IMPACT ANALYSIS STATEMENT (This statement is not part of the regulations.) Issues Some investigative body designations in the Access to Information Regulations (Schedule I) and the Privacy Regulations (Schedule II, Schedule III and Schedule IV) must be amended because they are outdated, following a name change or a reorganization of the federal institution to which the investigative bo... (Click for more)


Published on May 20, 2017

Bill Summary

Regulations Amending the Access to Information Regulations

REGULATORY IMPACT ANALYSIS STATEMENT (This statement is not part of the regulations.) Issues Some investigative body designations in the Access to Information Regulations (Schedule I) and the Privacy Regulations (Schedule II, Schedule III and Schedule IV) must be amended because they are outdated, following a name change or a reorganization of the federal institution to which the investigative body belongs. Furthermore, some entities that are already investigative bodies under their enabling statute must be added to Schedule II of the Privacy Regulations to allow government institutions to disclose personal information to them for the purposes of enforcing the law or for carrying out lawful investigations, in accordance with paragraph 8(2)(e) of the Privacy Act. Background In 1983, when the Access to Information Act (ATIA) and the Privacy Act (PA) came into force, several entities within government institutions were designated as investigative bodies for the purposes of the Access to Information Regulations and the Privacy Regulations. In 2011, a modernization initiative was undertaken in order to update all of the investigative body entity designations that are set out in those regulations. The first step of this initiative, which involved technical changes, was completed in 2013 with the adoption of the Regulations Amending the Access to Information Regulations (SOR/2013-114) and the Regulations Amending the Privacy Regulations (SOR/2013-115). Thus, investigative body designations that no longer existed were revoked, and those that concerned bodies whose names had changed but whose mandate had remained the same were amended. These proposed regulatory amendments are the second step of this modernization initiative. Aside from a few technical changes, the proposals consist largely of amendments to Schedule II of the Privacy Regulations for which a more in-depth analysis had to be undertaken. The technical amendment proposals concern designations that have become outdated following a name change or a reorganization of the government institution to which the investigative body belongs. This is the case, for example, of the Preventive Security and Intelligence Division, Security Branch, Correctional Service of Canada, which is currently designated as Preventive Security, Security Branch, Correctional Service of Canada. The proposals for which a more in-depth analysis was to be undertaken include two types of amendments. First, they include updating the investigative body designations of the Canada Revenue Agency. Those designations, which have not been updated since their adoption in 1983, do not reflect the fact that the Agency’s investigative work is now carried out within several specialized directorates or divisions instead of within two major directorates. An update to those outdated designations would prevent any confusion concerning the identity of the bodies authorized to receive personal information or to refuse to disclose material. Second, the proposals include the addition of three new investigative bodies to the regulatory list relating to paragraph 8(2)(e) of the PA. More specifically, it includes the addition of the Conservation and Protection Directorate of the Department of Fisheries and Oceans, the Investigations Division of the Office of the Commissioner of Canada Elections, and the Review and Analysis Division of the Charities Directorate of the Canada Revenue Agency. These entities, which are already investigative bodies given the mandate and powers conferred on them by statute, must be expressly designated in Schedule II of the Privacy Regulations to ensure that government institutions are authorized to disclose personal information to them, for the purpose of enforcing the law or carrying out a lawful investigation, in accordance with paragraph 8(2)(e) of the PA. With a designation, these investigative bodies will be able to collect the personal information that they are already authorized to collect for law enforcement purposes more easily, because the government institutions that hold the personal information would therefore have the discretion to disclose it in accordance with the Privacy Act. These proposed amendments relate to three types of investigative body designations. There are different objectives for these three types of investigative body designations and being designated an investigative body for the purposes of a particular legislative provision does not automatically result in a designation under the other provisions. An investigative body designation under paragraph 8(2)(e) of the PA makes it possible for government institutions to disclose personal information to investigative bodies so designated, for law enforcement purposes, without having to obtain consent from the concerned individuals. This designation does not force government institutions to disclose personal information, but enables them to exercise their discretion to disclose when all of the other requirements of paragraph 8(2)(e) of the PA have been met. There is another objective regarding the investigative body designation under paragraph 16(1)(a) of the ATIA and paragraph 22(1)(a) of the PA. It allows investigative bodies to invoke the law enforcement and investigations exemption in response to access requests submitted under either act, without having to demonstrate that the disclosure of the information would be detrimental to the enforcement of law or to the investigation process. Lastly, section 23 of the PA allows an investigative body listed in the regulations to refuse, in response to an access request submitted in accordance with the PA, to disclose any information obtained for the purpose of determining whether to grant security clearances. Objectives The proposed regulatory amendments would allow federal departments and agencies to be in a better position to collect and exchange information with other federal entities and to protect this information in the context of access to information requests submitted pursuant to either act. Description The regulatory proposals would modify Schedule II of the Privacy Regulations as follows: (1) by revoking the name of the following entity that no longer exists: Collections Section of the Compliance Division, Department of National Revenue (Customs and Excise) (2) by replacing the following designations with those that reflect their new names or the names of the entities that replaced them: Personnel Security Service, Department of Foreign Affairs and International Trade — would be replaced by Personnel Security Service, Department of Foreign Affairs, Trade and Development Preventive Security, Security Branch, Correctional Service of Canada — would be replaced by Preventive Security and Intelligence Division, Security Branch, Correctional Service of Canada Audit Directorate, Department of National Revenue (Taxation) and Verifications and Collections Directorate, Department of National Revenue (Taxation) — would be replaced by Collections Directorate, Collections and Verification Branch, Canada Revenue Agency Criminal Investigations Directorate, International, Large Business and Investigations Branch, Canada Revenue Agency Non-Filer Programs Division, Debt Management Compliance Directorate, Collections and Verification Branch, Canada Revenue Agency Trust Accounts Programs Division, Debt Management Compliance Directorate, Collections and Verification Branch, Canada Revenue Agency International and Large Business Directorate, International, Large Business and Investigations Branch, Canada Revenue Agency Scientific Research and Experimental Development Directorate, Domestic Compliance Programs Branch, Canada Revenue Agency Small and Medium Enterprises Directorate, Domestic Compliance Programs Branch, Canada Revenue Agency (3) by adding the following three designations: Review and Analysis Division, Charities Directorate, Legislative Policy and Regulatory Affairs Branch, Canada Revenue Agency Conservation and Protection Directorate, Department of Fisheries and Oceans Investigations Division, Office of the Commissioner of Canada Elections The regulatory proposals would modify Schedule III of the Privacy Regulations as follows: (1) by replacing the following two designations with ones reflecting their new names: Special Investigations Division, Department of National Revenue (Taxation) — would be replaced by Criminal Investigations Directorate, International, Large Business and Investigations Branch, Canada Revenue Agency Preventive Security, Security Branch, Correctional Service of Canada — would be replaced by Preventive Security and Intelligence Division, Security Branch, Correctional Service of Canada The regulatory proposals would modify Schedule IV of the Privacy Regulations as follows: (1) by replacing the following designation with one reflecting its new name: Personnel Security Service, Department of Foreign Affairs and International Trade — would be replaced by Personnel Security Service, Department of Foreign Affairs, Trade and Development The regulatory proposals would also modify Schedule I of the Access to Information Regulations as follows: (1) by replacing the following designations with ones reflecting their new names or with the new bodies that replaced them: Special Investigations Division, Department of National Revenue (Taxation) — would be replaced by Criminal Investigations Directorate, International, Large Business and Investigations Branch, Canada Revenue Agency Preventive Security, Security Branch, Correctional Service of Canada — would be replaced by Preventive Security and Intelligence Division, Security Branch, Correctional Service of Canada. “One-for-One” Rule The “One-for-One” Rule does not apply to the proposed regulations, as there is no change in administrative costs to business. Small business lens The small business lens does not apply, as this proposal does not have any costs for small businesses. Consultation A written consultation was undertaken with the two key stakeholders, namely the Office of the Information Commissioner of Canada and the Office of the Privacy Commissioner of Canada. The Office of the Information Commissioner approved the proposed changes to Schedule I of the Access to Information Regulations. The Office of the Privacy Commissioner expressed concerns only with respect to three amendment proposals, specifically, the addition of three new entities to the list of investigative bodies to which personal information may be disclosed in accordance with paragraph 8(2)(e) of the PA. Its concerns involve the interaction between paragraph 8(2)(e) of the PA and the Canadian Charter of Rights and Freedoms, the type of body that can be designated as an investigative body and the evaluation criteria against which designation requests are weighed. Regarding the designation of the Investigations Directorate of the Office of the Commissioner of Canada Elections, it argues, in particular, that that designation was premature, given that the Office of the Commissioner of Canada Elections has only been an entity separate from Elections Canada for one year and that the Canada Elections Act allows Elections Canada to disclose information to it. A letter aiming to address these concerns was sent. Also, a review of the designation questionnaire was carried out and the Office of the Privacy Commissioner will be consulted on this point in the coming months. Rationale An update to the investigative body designations that became outdated following a name change or a reorganization of the federal institution to which the investigative body belongs would prevent any confusion concerning the identity of the authorized bodies to which personal information can be disclosed or to refuse to disclose material. Regarding the new investigative body designations in Schedule II of the Privacy Regulations, they will allow the three entities that are already investigative bodies, given the mandate and powers conferred on them by statute, to collect personal information that they are already authorized to collect for law enforcement purposes more easily because the government institutions that hold the information could exercise their discretion to disclose in accordance with the Privacy Act. Implementation, enforcement and service standards The bodies in question already carry out investigations and law enforcement activities. The necessary staff and infrastructure are already in place and new resources will not be required. Contact Sarah Geh Acting Director and General Counsel Centre for Information and Privacy Law Department of Justice East Memorial Building 284 Wellington Street, Room 3137 Ottawa, Ontario K1A 0H8 Telephone: 613-960-4858 Fax: 613-941-2002 Email: [email protected] PROPOSED REGULATORY TEXT Notice is given that the Governor in Council, pursuant to paragraph 77(1)(f) of the Access to Information Act (see footnote a), proposes to make the annexed Regulations Amending the Access to Information Regulations. Interested persons may make representations concerning the proposed Regulations within 30 days after the date of publication of this notice. All such representations must cite the Canada Gazette, Part I, and the date of publication of this notice, and be addressed to Mala Khanna, Director and General Counsel, Centre for Information and Privacy Law, Public Law and Legislative Services Sector, Department of Justice, 284 Wellington Street, EMB-3175, Ottawa, Ontario K1A 0H8 (tel.: 613-957-4624; fax: 613-941-2002; email: [email protected]). Ottawa, May 4, 2017 Jurica Čapkun Assistant Clerk of the Privy Council Regulations Amending the Access to Information Regulations Amendments 1 The long title of the English version of the Access to Information Regulations (see footnote 1) is replaced by the following: Access to Information Regulations 2 Section 1 of the Regulations and the heading before it are repealed. 3 Schedule I to the Regulations is amended by adding the following after item 2.1: 2.2 Criminal Investigations Directorate, International, Large Business and Investigations Branch, Canada Revenue Agency 4 Item 5 of Schedule I to the Regulations is replaced by the following: 5 Preventive Security and Intelligence Division, Security Branch, Correctional Service of Canada 5 Item 7 of Schedule I to the Regulations is repealed. Coming into Force 6 These Regulations come into force on the day on which they are registered. [19-1-o] Footnote a R.S., c. A-1 Footnote 1 SOR/83-507

This Bill does not amend any statutes.

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